Collateral Management Japan Forum (JP)

Fatema Bookwala is the Markets and Securities Services COO at HSBC Singapore with regional responsibilities in ASEAN (TH, MNL, VN). Fatema is a seasoned Front Office COO with 17+ years of Cross-Asset experience in Financial Services industry. Her areas of expertise include Strategy Development and Execution, Transformation, Regulatory Change, Risk Management and Governance as a strong business partner with all business infrastructure areas.
Fatema is a Rank holder Chartered Accountant from The Institute of Chartered Accountants of India and completed Level 3 CFA from CFA Institute Charlottesville.
Fatema is passionate about diversity & inclusion and sustainability initiatives, and is an active member of the Sustainability and Balance Employee Resource Groups at HSBC.

新生銀行　グループ統合リスク管理部長。20年以上マーケット業務に携わっている。エキゾチックデリバティブのトレーダ兼クオンツとして、バミューダスワップション、PRDCやCMS等のポートフォリオ管理を担当。さらに、仕組預金の開発を行い、その普及を推進した。その後、市場リスク管理業務の担当。デリバティブや債券投資における市場リスク全般を管理し、収益、リスク管理（VaRやGreeksなど）を行い、近年では、FRTB、CVA、IM、Libor等の各種規制対応を行っている。　東京大学工学部卒業後、日本長期信用銀行（現新生銀行）に入行。早稲田大学大学院ファイナンス学科にてMBA取得。早稲田大学大学院商学研究科博士課程を単位取得退学。同大学院にて、非常勤講師を務める。

2012年三菱UFJモルガン・スタンレー証券 入社、現職。MUFG XVAクオンツ・チームの東京ヘッドを務める。加えて、店頭デリバティブ市場に関する調査、政策立案、業界標準策定等に従事し、健全性規制、バーゼル規制、清算集中、 証拠金規制、ISDA SIMM、金利指標改革、モデル・リスク、気候変動リスク、カーボン・クレジット・デリバティブ、暗号資産デリバティブ、デリバティブ・ドキュメンテーション等の領域を担当。金利指標問題に関する意見交換会（事務局：日本証券業協会）主査。ISDA SIMM Governance Executive Committee、ISDA Interest Rates Steering Committee委員。2012年東京大学博士（数理科学）

Khang Nie Lee is the Head of Non-Financial Risk (NFR) for Asia Pacific (APAC) at Credit Suisse.

She is a trained accountant and is a Fellow at the Institute of Singapore Chartered Accountants (FCA). Prior to joining Credit Suisse, Khang Nie was a consultant with PricewaterhouseCoopers where she ran a number of process improvement projects for clients in the financial services sector.

In Credit Suisse, she headed various functions across the CFO Division in APAC, including Investment Banking Finance, South East Asia Legal Entity Finance and SOX program before joining NFR in the CRO Division.”

John Place is Head of Credit Risk Management at Barclays Japan. After graduating from International Christian University in 1988 and beginning his banking career as a new grad working for Fuji Bank, John has worked in the financial industry for his entire career based in Tokyo, with the exception of two years he spent in Chicago. Prior to joining Barclays, John worked for JP Morgan and its legacy institutions for 15years. Away from work, John cares passionately about the Citizenship and Diversity, and has provided a variety of training sessions for students to connect them with employment opportunities. John holds a bachelor of arts degree from International Christian University, Tokyo and an MBA from the University of Washington.

Rashmi Rao is former Director of Equity Trading Platform Solutions, UBS Asset Management. In her former role, Rashmi was responsible for business management, administration and support for global equity and multi-asset trading spearheading tactical and strategic business transformation through technological solutions in areas of centralized trading, regulation, commission management and post trade analysis. Rashmi also oversaw global electronic connectivity and collaborated very closely with portfolio managers, traders, operations, compliance, vendors and technology teams globally. Prior to joining UBS in 2005, Rashmi spent her software career with JP Morgan Chase and Lincoln Financial group. 

三菱UFJモルガン・スタンレー証券株式会社事務統括部ホールセール事務企画室長

2008年以来、同社において様々な国際金融規制対応プロジェクト(清算集中、取引情報報告、証拠金規制、金利指標改革等)に従事。

（早稲田大学政治経済学部卒。米国公認会計士）

2013年シティグループ証券入社。本役職において、先物・オプション・クリアリング、OTCクリアリング、為替プライム・ブローカレッジプロダクトを統括する立場にある。

2002年JPモルガン証券株式会社入社。約20年の業界経験を元に、FIA-Japanのヴァイスプレジデント兼 理事　執行役員、オペレーション委員会委員長、JSCC（日本証券クリアリング機構）金利スワップ運営委員会委員、TFX（東京金融取引所）ホールセール市場運営委員会委員、ISDA各種WGメンバーとしてOTC・上場デリバティブ双方のクライアント・クリアリング安定性実現に向け提言を続けている。

コロンビア大学エグゼクティブ・エデュケーション修了、ウェールズ大学MBA取得

モルガン・スタンレーMUFG証券

モルガン・スタンレーMUFG証券株式会社（法務部）にて、レギュラトリー・アフェアーズの日本兼アジア地域のヘッドを務めている。葭谷氏は、モルガンスタンレーの日本及びアジア地域に関する金融規制対応に従事しており、近年はESG（サステイナブル・ファイナンスその他気候変動に関連する案件）、日米欧の店頭デリバティブ取引規制、LIBOR改革・移行、米国ボルカールール、金融機関の破綻処理、第2次金融商品市場指令（MiFID II）、ブレグジット（Brexit）、バーゼルIII規制等に注力。モルガン・スタンレー入社前は、Davis Polk & Wardwell外国法事務弁護士事務所にて執務。過去には米国デューク大学ロースクールにて客員教授として、現在は明治大学法学部にてグローバル金融規制に関して教鞭を執っている。米国デューク大学ロースクール（LL.M.）、青山学院大学院（M.B.A.）、上智大学（LL.B.）。ニューヨーク州弁護士。

With over a decade of international risk management and regulatory compliance experience, Gloria is a risk management evangelist who believes having inclusive and diverse leadership is the cornerstone for effective risk management, innovation and good corporate governance. Being a citizen of the world, Gloria is a bridge builder in her personal and professional life, bringing curiosity, integrity, and intelligence to her numerous ventures.

Before moving to Australia with NAB, she held various advisory and management positions with Asia Securities Industry and Financial Markets Association’s Compliance Committee, NAB Asia, JP Morgan Chase, Santander and China Merchants Bank. Gloria obtained her law degree from the University of Hong Kong and is a certified professional practitioner and fellow member of the International Compliance Association.

Gloria is privileged to serve in NAB’s Cultural Inclusion Committee which drives strategic initiatives to harness the power of cultural inclusion in leadership roles. Also serving as a member of the Women in Banking and Finance Vic Leadership Committee, Gloria targets to grow the talent pipeline of professional women and develops initiatives to amplify the voice of women of all backgrounds.

Ken Utsunomiya Joined Nippon Credit Bank in 1996. He has been engaged in the development of the BOJ RTGS and securities settlement system in Mizuho Securities Co., Ltd. since 1999.

After that, he joined BNP Paribas Securities in 2000, and worked on IT system development in the back division until 2012. From 2004 to 2006, worked at BNP Paribas (London) to develop a global bond trading platform. After returning to Japan, he took up the post of Head of Operations and later concurrently held the banking division. Finally, as Head of IT and Operations, he oversaw IT infrastructure, IT security and IT governance, as well as IT and operations for each product.
From 2010 to 2012, he served concurrently as Auditor of Japan Government Clearing Corporation.

Joined Societe Generale Securities /Bank and Lyxor Asset Management in 2012. As COO, he led the start-up of flow business, integration with Newedge Securities with the achievement of Japanese incorporation (KK) , and renovation project of back office system. In addition, we constructed an office environment for work style reform in conjunction with office relocation.

July 2018, Joined Mizuho Securities. As COO of the Global Markets Division, he has worked across products to build GTOM (Global Target Operating Model Committee) to promote the establishment of Business and IT infrastructure from a front-to-back perspective, and since April 2020 has also served as Global Joint Operations Head in Operations. In April 2021, he also started the mission of Attached to FG CIO and is taking charge of the overseas IT structural reform of Mizuho Financial Group. In addition, Joint Head of Operations Group added in April 2022 and Deputy Chief Process Officer (CPrO), Head of Global Operations has been added from April 2023.